SHUI Wai Miu

水慧妙

CE AWP036Licensed IndividualSFO licence active

SHUI Wai Miu (CE number AWP036) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司
Representative	BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司

Licence Record (5)

2026-03-26 – present Current

BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep

RA 1 RA 4

2019-05-21 – present Current

AXA Investment Managers Asia Limited Rep

RA 1 RA 4

2014-01-16 – 2019-05-10

BlackRock Asset Management North Asia Limited Rep

RA 1 RA 4 RA 9

2014-01-16 – 2014-12-31

BlackRock (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2011-01-06 – 2013-12-28

First Sentier Investors (Hong Kong) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP036