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CHEN Zhikai

陳志凱
CE AYM953Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Zhikai (CE number AYM953) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-20. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (5)

2020-12-04 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO
RA 9
2020-10-19 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 4 RA 9
2013-10-31 – 2020-09-24
Lombard Odier (Hong Kong) Limited RO
RA 9
2013-01-14 – 2013-10-31
Lombard Odier (Hong Kong) Limited Rep
RA 9
2011-12-20 – 2012-05-04
Partner Fund Management (Asia), Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYM953