Lombard Odier (Hong Kong) Limited
瑞士隆奧(香港)有限公司
CE AAI957Licensed Corporation
Lombard Odier (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAI957). First licensed on 2005-03-08. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-03-08 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-03-08 |
| RA 9 | Asset Management | 提供資產管理 | 2005-03-08 |
Responsible Officers (7)
| CE No. | Name | Chinese |
|---|
| AGG551 | LOO David Tin Cheung | 盧天祥 |
| AOV239 | ZURCHER Philippe Alain | |
| AVQ966 | ADLER Philippe David | |
| AXK855 | MENDOZA BEGGIATO Juan Manuel | |
| BGQ356 | WOODS John William Huia | |
| BLI472 | MAGNENAT Vincent Marcel | |
| BWU879 | LOW Alfred Chun-Jin | 刘俊仁 |