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LEE Francis Min-See

李明曦
CE AZY794Licensed IndividualSFO licence active
Official SFC record

LEE Francis Min-See (CE number AZY794) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-20. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLombard Odier (Hong Kong) Limited
瑞士隆奧(香港)有限公司

Licence Record (2)

2014-03-11 – present Current
Lombard Odier (Hong Kong) Limited Rep
RA 4 RA 9
2012-11-20 – 2013-02-21
VERACITY INVESTMENT CO., LIMITED RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZY794