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LAU Ka Kit, Paul

劉家傑
CE ADU886Licensed IndividualSFO licence active
Official SFC record

LAU Ka Kit, Paul (CE number ADU886) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLombard Odier (Hong Kong) Limited
瑞士隆奧(香港)有限公司

Licence Record (4)

2012-10-17 – present Current
Lombard Odier (Hong Kong) Limited Rep
RA 1 RA 9
2007-09-11 – 2012-02-29
Thaddeus Capital Management (HK) Limited Rep
RA 9
2005-09-26 – 2007-09-07
TC Investment Management (Asia) Limited Rep
RA 5 RA 9
2004-10-27 – 2005-07-26
Descartes Global Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADU886