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LO Po Ping

盧寶萍
CE ADA498Licensed IndividualSFO licence active
Official SFC record

LO Po Ping (CE number ADA498) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (6)

2019-01-01 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 2
2010-04-20 – 2018-12-31
BNP Paribas Dealing Services Asia Limited Rep
RA 1 RA 2 RA 9
2008-11-13 – 2011-08-15
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 9
2007-09-14 – 2008-10-16
Boyer Allan Investment Management (Hong Kong) Limited Rep
RA 9
2004-02-23 – 2007-08-31
Lloyd George Investment Management (Hong Kong) Limited Rep
RA 1
2004-01-08 – 2004-01-20
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADA498