Prudential Brokerage Limited
信誠證券有限公司
CE ABI439Licensed Corporation
Prudential Brokerage Limited is a Hong Kong SFC licensed corporation (CE number ABI439). First licensed on 2008-04-21. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-04-21 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-04-21 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2008-04-21 |
| RA 9 | Asset Management | 提供資產管理 | 2008-04-21 |
HKEX Participantships (6)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (5)
| CE No. | Name | Chinese |
|---|
| AAB559 | CHAN Wong Kam, Alice | 陳旺金 |
| AAB584 | LAU Shing Ngon | 劉升昂 |
| ABL963 | TAM Cheuk Yiu | 譚灼耀 |
| ALO011 | CHEUNG Chi Wai, Alvin | 張智威 |
| AOT665 | LAU Hoi Yue, Jeffrey | 劉凱宇 |
Representatives (120)
| CE No. | Name | Chinese |
|---|
| AAA258 | KESWANI Soshila | 馬雪蘭 |
| AAA597 | KWAN Wing Fai | 關永輝 |
| AAB273 | TAM Shiu Hon | 譚兆漢 |
| AAB447 | CHENG Lai Hung, Stephen | 鄭禮鴻 |
| AAC328 | TO So Chun | 杜素珍 |
| AAC494 | LEE Po Wing | 李寶榮 |
| AAC832 | HO Nai Kan | 何乃勤 |
| AAD040 | LAU Hon Yiu | 劉漢堯 |
| AAD695 | CHING Siu Kwan | 程紹鈞 |
| AAD716 | LAI Kam Nam, Siemen | 賴錦南 |
| AAE239 | WONG Pou Lan | 黃寶蘭 |
| AAE381 | AU Kei Yip | 區紀業 |
| AAF227 | CHAN Sau Hing | 陳秀興 |
| AAF541 | KWAN Wai Keung | 關偉強 |
| AAG332 | CHEUNG Mei Chun | 張美珍 |
| AAI520 | KO Hung Wo | 高孔和 |
| AAJ039 | YIP Kin Sun | 葉建新 |
| AAK138 | CHAN Chuen Hang | 陳銓恆 |
| AAK578 | SI Ka Loy, Joanna | 徐嘉來 |
| AAK595 | FUNG Big Yun, Belinda | 馮碧茵 |
| AAN687 | KWAN Wai Shing | 關偉成 |
| AAZ956 | CHAN Po Chun | 陳寳春 |
| ABA828 | LAU Kwok Ming | 劉國明 |
| ABD405 | LING Yuk Ying | 凌玉英 |
| ABE268 | CHAN Fung Mai | 陳鳳微 |
| ABE844 | CHAN Ching Lin | 陳清蓮 |
| ABG009 | LEUNG Siu Ling | 梁小玲 |
| ABG141 | TAM Kit Chun | 譚潔珍 |
| ABI107 | LEE Po Ling, Bernita | 李寶玲 |
| ABI435 | CHOW Chok Hang, Kevin | 周作鏗 |
| ABL963 | TAM Cheuk Yiu | 譚灼耀 |
| ABT163 | LAM Ngah Yee | 林雅儀 |
| ABT627 | WAN Siu Fan | 尹少芬 |
| ABT717 | KWOK Chi Kin | 郭志堅 |
| ABX443 | HO Chi Man, Mendy | 何志文 |
| ACB299 | LIN Oi Han, Doreen | 連愛杏 |
| ACL531 | POON Lai Wah, Lisa | 潘麗華 |
| ACM703 | KWOK Angela Wai Yee | 郭慧兒 |
| ACM768 | LAM Kong Wah | 林港華 |
| ACP893 | LAM Ho Wah | 林浩華 |
| ACP896 | HO King Wo | 何景和 |
| ACR931 | SHAM Yin Sheung | 岑燕嫦 |
| ADH205 | SIN Chung Wai | 單松偉 |
| ADH913 | KEUNG Siu Ling, Vera | 姜少玲 |
| ADH997 | LAM Hok Kweng | 林學炯 |
| ADT216 | LAU Po Wan | 劉寶雲 |
| ADV088 | HO Chi Wai | 何智威 |
| ADX743 | LI Wai Lan | 李慧蘭 |
| AEE013 | HO Ka Fai | 何嘉輝 |
| AEE747 | CHAN Shing Cheong | 陳承昌 |
| AEE748 | YIM King Kam, Wilson | 嚴敬錦 |
| AEJ579 | CHENG Mei Kuen | 鄭美涓 |
| AEL752 | LAI Mei Shan | 賴美珊 |
| AEM056 | CHAU Kam Chiu | 周錦昭 |
| AEN555 | LAM Yan Wing | 林欣榮 |
| AEU650 | CHOI Siu Hing | 蔡少卿 |
| AEY341 | CHENG Suk Hing | 鄭淑卿 |
| AFK295 | CHAN Wang Yue | 陳宏如 |
| AFN679 | LUI Tin Nang | 呂天能 |
| AFP821 | SHIU Yau Wah | 蕭猷華 |
| AFT403 | LEUNG Sze Cheung | 梁思翔 |
| AFT860 | LAM Pak Ming | 林伯明 |
| AFU446 | YU Chuen Man | 余傳文 |
| AFV784 | LEONG Wai Ip | 梁偉業 |
| AFW009 | LI Kit Man | 李潔文 |
| AFX024 | WOO Wai Kwan, Wendy | 胡慧筠 |
| AGA182 | LUI Man Kwong, Arthur | 呂文廣 |
| AGB966 | CHENG Yuk Yee | 鄭玉儀 |
| AGF178 | LEE Chau Lam | 李秋霖 |
| AGH172 | MANG Chung Yeung, Edic | 孟重陽 |
| AGI993 | LAU Tak Yan | 劉德茵 |
| AGJ909 | CHOW Ming Kei, Edmund | 周銘基 |
| AHD883 | LEE Wing Kai | 李榮鍇 |
| AKX151 | WONG Kam Wing | 黃錦榮 |
| AKX914 | NG Mei Lan | 吳美蘭 |
| ALC614 | TSE Mei Yue | 謝美茹 |
| ALO444 | LI Siu Kwai | 李少葵 |
| ALQ616 | TANG Hon Fai | 鄧漢輝 |
| AMC154 | CHAN Siu Chui, Bernice | 陳小翠 |
| AMI467 | WONG Yin Ha | 黃燕霞 |
| AMU686 | HUI Ka Hei | 許嘉熙 |
| ANN395 | CHING Shuk Ping | 程淑萍 |
| AOT665 | LAU Hoi Yue, Jeffrey | 劉凱宇 |
| AOX184 | CHAN Lok Ming | 陳樂明 |
| APF968 | YAU Mei Wah | 邱美華 |
| APQ867 | CHAN Chun Shing, Peter | 陳峻誠 |
| APV050 | CHENG Man Wai | 鄭文偉 |
| APV140 | NG Chiu Yuk | 吳潮鈺 |
| AQI538 | WAI Chuen | 韋泉 |
| AQM638 | WONG Man Chung | 黃敏聰 |
| AQM639 | LI Man Chong | 李文壯 |
| ARE117 | WONG Se Tang, Stanley | 黃士騰 |
| ARL486 | CHEUK Wai Hing | 卓偉興 |
| ASE826 | CHAN Chi Hung | 陳志鴻 |
| ASL106 | LAM Ka Lai | 林嘉勵 |
| AUP361 | LAI Wai Ming | 黎偉明 |
| AUR647 | SO Koon On | 蘇冠安 |
| AVA232 | OR Chi Kwan | 柯志君 |
| AVH596 | POON Chi Hung | 潘自雄 |
| AWH341 | NG Chi Keung | 吳志強 |