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LAI Kam Nam, Siemen

賴錦南
CE AAD716Licensed IndividualSFO licence active
Official SFC record

LAI Kam Nam, Siemen (CE number AAD716) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePrudential Brokerage Limited
信誠證券有限公司
RepresentativePrudential Index Trading Company Limited
信誠期貨有限公司

Licence Record (5)

2021-01-26 – present Current
Prudential Brokerage Limited Rep
RA 1
2021-01-26 – present Current
Prudential Index Trading Company Limited Rep
RA 2
2008-04-18 – 2009-05-31
Ewarton Securities Limited Rep
RA 1
2003-06-24 – 2021-01-25
Okachi (Hong Kong) Company Limited Rep
RA 2
2003-04-01 – 2021-01-25
Okachi Investments (HK) Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD716