Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Siu Kwai

李少葵
CE ALO444Licensed IndividualSFO licence active
Official SFC record

LI Siu Kwai (CE number ALO444) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-15. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrudential Brokerage Limited
信誠證券有限公司

Licence Record (1)

2005-02-15 – present Current
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALO444