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TAM Cheuk Yiu

譚灼耀
CE ABL963Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM Cheuk Yiu (CE number ABL963) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerPrudential Brokerage Limited
信誠證券有限公司
Responsible OfficerPrudential Index Trading Company Limited
信誠期貨有限公司
RepresentativePrudential Brokerage Limited
信誠證券有限公司

Licence Record (4)

2023-03-03 – present Current
Prudential Index Trading Company Limited RO
RA 2 RA 9
2019-02-22 – present Current
Prudential Brokerage Limited RO
RA 1 RA 9
2004-06-01 – present Current
Prudential Brokerage Limited Rep
RA 1 RA 6
2004-10-27 – 2023-03-03
Prudential Index Trading Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABL963