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WONG Kam Wing

黃錦榮
CE AKX151Licensed IndividualSFO licence active
Official SFC record

WONG Kam Wing (CE number AKX151) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrudential Brokerage Limited
信誠證券有限公司

Licence Record (6)

2008-12-05 – present Current
Prudential Brokerage Limited Rep
RA 1 RA 9
2008-05-14 – 2008-10-15
Nerico Brothers Limited Rep
RA 1
2006-09-01 – 2007-03-31
Asia Pacific Securities Limited Rep
RA 1
2006-03-06 – 2006-08-31
GT Capital Limited Rep
RA 1
2004-11-22 – 2006-02-06
Quam Securities Limited Rep
RA 1
2004-09-13 – 2004-10-19
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKX151