Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEUNG Chi Wai, Alvin

張智威
CE ALO011Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Chi Wai, Alvin (CE number ALO011) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPrudential Brokerage Limited
信誠證券有限公司
Responsible OfficerPrudential Index Trading Company Limited
信誠期貨有限公司

Licence Record (6)

2019-07-23 – present Current
Prudential Brokerage Limited RO
RA 1 RA 9
2019-07-23 – present Current
Prudential Index Trading Company Limited RO
RA 2 RA 9
2005-12-14 – 2019-07-23
Prudential Brokerage Limited Rep
RA 1
2005-12-14 – 2019-07-23
Prudential Index Trading Company Limited Rep
RA 2
2004-12-17 – 2005-04-26
Phillip Securities (Hong Kong) Limited Rep
RA 1
2004-12-17 – 2005-04-26
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALO011