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YAO Xiaoting

姚晓婷
CE ASE038Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Xiaoting (CE number ASE038) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (4)

2019-07-22 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4 RA 9
2019-01-01 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO
RA 9
2017-08-10 – 2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA Limited RO
RA 9
2009-01-14 – 2017-08-10
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASE038