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CHOA Tak Fung, David

蔡德鋒
CE ATJ231Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOA Tak Fung, David (CE number ATJ231) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (4)

2020-09-11 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO
RA 9
2019-01-01 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 4 RA 9
2012-11-09 – 2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 4 RA 9
2009-07-21 – 2012-08-31
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATJ231