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LEE Chun Man

李俊文
CE BAL777Licensed IndividualSFO licence active
Official SFC record

LEE Chun Man (CE number BAL777) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (2)

2019-04-16 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4 RA 9
2012-11-20 – 2018-04-14
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAL777