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LEE Soo Yeon

CE AVT452Licensed IndividualSFO licence active
Official SFC record

LEE Soo Yeon (CE number AVT452) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (2)

2019-01-01 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4
2010-08-27 – 2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVT452