TFI Securities and Futures Limited is a Hong Kong SFC licensed corporation (CE number BAV573). First licensed on 2013-05-14. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2013-05-14 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2013-05-14 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2023-04-03 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AFB029 | CHAN Man Na | 陳文娜 |
| AFY720 | CHIU Chun Pong | 趙振邦 |
| AVE418 | LAM Wai Lok, Gary | 林偉樂 |
| AVZ312 | ZOU Chuan | 鄒傳 |
| AZT025 | GU Erdong | 顧爾東 |
| BDU787 | HE Shuanglin | 何霜霖 |
| BFH240 | LI Te | 李特 |
| BGH408 | LI Xiaoxi | 李曉曦 |
| BGT644 | HU Yong | 胡勇 |
| BHL027 | ZHANG Jinmai | 張今邁 |
| BHL801 | KANG Moqing | 康墨卿 |
| BIR267 | WANG Ting | 王町 |
| BKT126 | TSANG Tang Kwan | 曾騰君 |
| BLG089 | ZHANG Tong | 張彤 |
| BQK257 | ZHU Yunpeng | 朱云鵬 |
| BRV830 | WANG Junbo | 王峻波 |
| BWB576 | ZHU Guozhen | 朱国楨 |
| CE No. | Name | Chinese |
|---|---|---|
| AAD313 | WU King Cheong | 胡景章 |
| ACP234 | TANG Shu Yan | 鄧樹仁 |
| ADN448 | TSOI Kap | 蔡革 |
| AEE793 | CHEUNG Shin Kwan, Judy | 張善筠 |
| AEN025 | LAM Wai Ching | 林惠貞 |
| AEY372 | LEE Wai Kit | 李偉傑 |
| AFB029 | CHAN Man Na | 陳文娜 |
| AGG130 | CHAN King Man | 陳敬文 |
| AGG768 | PANG Hin Sang | 彭獻生 |
| AGU775 | YUEN Chu Ping | 袁柱平 |
| AHS149 | CHENG Chor Ki | 鄭礎祺 |
| AJF360 | CHAN Mo Yin | 陳慕賢 |
| AJO155 | KO Chin Hung, Patrick | 高展鴻 |
| AMB426 | CHU Kwok Kuen | 朱國權 |
| APJ613 | NG Siu Chung | 吳兆聰 |
| APK770 | CHAN Lai Suen | 陳麗璇 |
| AQC826 | WONG Kwong Ching | 王光正 |
| AQY201 | CHU Man Chung | 朱敏聰 |
| ATC243 | MA Wing Cheong | 馬永昌 |
| ATL831 | TANG Fu Kin Dodphen | 鄧富堅 |
| ATY752 | WAN Chun Man | 尹俊文 |
| AZI581 | KWOK Chui Tin, Doris | 郭翠鈿 |
| BBT492 | XIAO Yan | 肖燕 |
| BEK752 | TONG He | 仝賀 |
| BER388 | YE Fei | 叶菲 |
| BEX260 | HUI Ka Yan | 許家欣 |
| BFH240 | LI Te | 李特 |
| BFR574 | QU Ziwei | 曲紫薇 |
| BIN824 | LI Ziye | 李梓叶 |
| BJV215 | ZHENG Yufei | 鄭宇飛 |
| BKT126 | TSANG Tang Kwan | 曾騰君 |
| BLV407 | WENG Jiani | 翁佳妮 |
| BMK648 | XING Yuwei | 邢雨薇 |
| BMO600 | KUO Ming-Chi | 郭明錤 |
| BNC343 | ZHENG Zelin | 鄭澤霖 |
| BNN353 | JIN Jiaqi | 靳佳琦 |
| BNP075 | CHAN On Yi | 陳安怡 |
| BNS760 | SUO Yawei | 索雅薇 |
| BNV899 | LI Jingming | 李晶銘 |
| BOD543 | LI Feng | 李峰 |
| BPM757 | PENG Xia | 彭霞 |
| BPR454 | LEE Yat Hin | 李逸軒 |
| BPY004 | BI Chong | 畢冲 |
| BPY202 | KIM Haena | |
| BQE181 | NIE Shuyue | 聶舒玥 |
| BQL608 | GAO Danni | 高丹妮 |
| BQT483 | BARK Wilhelmus Albertus Joseph | |
| BRG537 | CHOW Chin Wai | 周展瑋 |
| BRK115 | LI Ruochong | 李若冲 |
| BRQ085 | FAN Tianqi | 范天琦 |
| BRQ433 | SUN Haiyang | 孙海洋 |
| BRV745 | LI Zuming | 李祖銘 |
| BRZ553 | XU Jingjing | 徐晶晶 |
| BSD013 | ZHAO Bei | 趙蓓 |
| BSF906 | JIA Xiangyu | 賈翔瑜 |
| BSI338 | CHEUNG So Ying | 張素瑩 |
| BSQ791 | SUN Hanbing | 孙晗冰 |
| BSQ859 | QI Yujing | 祁钰景 |
| BST634 | LIN Yingying | 林莹莹 |
| BSX432 | HO KWOK SHAM SAM | 何國深 |
| BSZ366 | XIONG Shiyi | 熊詩怡 |
| BTC779 | CHANG TSUI CHING | 張翠晴 |
| BTL099 | SUN XIU | 孫秀 |
| BTL100 | CONG Haifeng | 叢海峰 |
| BTP519 | REN Jingyi | 任婧怡 |
| BTZ834 | LI Hong Yuet | 李航悦 |
| BUD079 | YANG Shuo | 楊碩 |
| BUE462 | CHEN Zhenglin | 陳政霖 |
| BUM514 | WANG Wei | 王炜 |
| BUP090 | LI Chen | 李琛 |
| BUU928 | FENG Mengyuan | 馮梦媛 |
| BVA347 | ZHAO Lu | 趙璐 |
| BVH897 | LIU Xiaoyun | 劉笑云 |
| BVK099 | SHEN Zixin | 沈子欣 |
| BVK128 | ZHANG Jiajun | 張佳珺 |
| BVN047 | WU Wenjing | 武文靜 |
| BVX494 | KU TSZ CHUNG | 顧子聰 |
| BVZ576 | CHEN Mudan | 陳木丹 |
| BWF748 | LI Zepeng | 李泽鹏 |
| BWH730 | DU Hongtao | 杜洪韜 |
| BWH845 | LI Zheng | 李錚 |
| BWR514 | LI Shanshan | 李姗姗 |
| BWR516 | ZHANG Han | 張韓 |
| BWR519 | HE Zhaodan | 何朝丹 |
| BWS855 | YUAN Hang | 袁航 |
| BWV895 | XU Jinfeng | 許進峰 |
| BWW397 | CAI Yuchu | 蔡雨初 |
| BWW485 | OKA MIHOKO | |
| BXA215 | ZHANG Hengyi | 張恒一 |
| BXE034 | MENG Yuan | 孟元 |
| BXQ185 | PENG Shirui | 彭詩睿 |
| BXY622 | QIAO Ziyu | 譙子煜 |
| BYA553 | HUANG Qin | 黄欽 |
| BYA707 | HU Xiangxin | 胡向欣 |
| BYB881 | WANG Jun | 王珺 |
| BYC209 | YE Huichao | 叶慧超 |
| BYC753 | ZHAO Zhe | 赵哲 |
| BYF197 | SHI Yang | 石揚 |