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HO KWOK SHAM SAM

何國深
CE BSX432Licensed IndividualSFO licence active
Official SFC record

HO KWOK SHAM SAM (CE number BSX432) is an individual licensed by the Hong Kong SFC. First licensed on 2022-09-06. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTFI Securities and Futures Limited
天風國際證券與期貨有限公司

Licence Record (2)

2023-05-24 – present Current
TFI Securities and Futures Limited Rep
RA 4
2022-09-06 – 2024-06-14
TFI Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSX432