ZHANG Tong

張彤

CE BLG089Licensed IndividualResponsible OfficerSFO licence active

ZHANG Tong (CE number BLG089) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	TFI Asset Management Limited 天風國際資產管理有限公司
Responsible Officer	TFI Securities and Futures Limited 天風國際證券與期貨有限公司

Licence Record (10)

2026-02-20 – present Current

TFI Securities and Futures Limited RO

RA 1 RA 2 RA 4

2026-02-20 – present Current

TFI Asset Management Limited RO

RA 9

2025-12-17 – 2026-02-20

TFI Securities and Futures Limited Rep

RA 1 RA 2 RA 4

2025-12-17 – 2026-02-20

TFI Asset Management Limited Rep

RA 9

2022-08-23 – 2025-08-31

New Harvest Wealth Securities Company Limited RO

RA 1 RA 4 RA 9

2022-07-25 – 2022-08-23

New Harvest Wealth Securities Company Limited Rep

RA 1

2021-09-20 – 2022-06-22

Zhongtai International Securities Limited RO

RA 1

2021-09-20 – 2022-06-22

Zhongtai International Futures Limited RO

RA 2

2017-10-25 – 2021-09-20

Zhongtai International Securities Limited Rep

RA 1

2017-10-25 – 2021-09-20

Zhongtai International Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLG089