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YANG Shuo

楊碩
CE BUD079Licensed IndividualSFO licence active
Official SFC record

YANG Shuo (CE number BUD079) is an individual licensed by the Hong Kong SFC. First licensed on 2023-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTFI Securities and Futures Limited
天風國際證券與期貨有限公司

Licence Record (2)

2023-09-20 – present Current
TFI Securities and Futures Limited Rep
RA 1
2023-09-20 – 2025-08-10
TFI Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUD079