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LI Te

李特
CE BFH240Licensed IndividualResponsible OfficerSFO licence active

LI Te (CE number BFH240) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerTFI Securities and Futures Limited
天風國際證券與期貨有限公司
RepresentativeTFI Asset Management Limited
天風國際資產管理有限公司
RepresentativeTFI Securities and Futures Limited
天風國際證券與期貨有限公司

Licence Record (6)

2021-07-12 – present Current
2019-12-19 – present Current
2019-08-29 – present Current