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CHAN Man Na

陳文娜
CE AFB029Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Man Na (CE number AFB029) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTFI Securities and Futures Limited
天風國際證券與期貨有限公司
RepresentativeTFI Securities and Futures Limited
天風國際證券與期貨有限公司

Licence Record (9)

2025-02-04 – present Current
TFI Securities and Futures Limited RO
RA 1
2024-12-09 – present Current
TFI Securities and Futures Limited Rep
RA 1 RA 2
2020-11-04 – 2024-10-15
Valuable Capital Limited RO
RA 1
2020-09-23 – 2024-10-15
Valuable Capital Limited Rep
RA 1 RA 2
2019-04-26 – 2020-08-31
Stockwell Securities Limited RO
RA 1
2013-03-18 – 2019-04-26
Stockwell Securities Limited Rep
RA 1
2010-03-29 – 2013-03-11
CVP Securities Limited Rep
RA 1
2007-11-06 – 2010-03-24
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2007-11-02
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFB029