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LI Zuming

李祖銘
CE BRV745Licensed IndividualSFO licence active
Official SFC record

LI Zuming (CE number BRV745) is an individual licensed by the Hong Kong SFC. First licensed on 2021-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeTFI Capital Limited
天風國際資本市場有限公司
RepresentativeTFI Securities and Futures Limited
天風國際證券與期貨有限公司

Licence Record (3)

2023-09-11 – present Current
TFI Capital Limited Rep
RA 6
2023-08-14 – present Current
TFI Securities and Futures Limited Rep
RA 1 RA 4
2021-11-11 – 2023-07-30
Silk Road International Capital Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRV745