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CHIU Chun Pong

趙振邦
CE AFY720Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIU Chun Pong (CE number AFY720) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTFI Capital Limited
天風國際資本市場有限公司
Responsible OfficerTFI Securities and Futures Limited
天風國際證券與期貨有限公司

Licence Record (16)

2023-02-10 – present Current
TFI Securities and Futures Limited RO
RA 1
2022-11-18 – present Current
TFI Capital Limited RO
RA 6
2022-07-14 – 2022-11-18
TFI Capital Limited Rep
RA 6
2021-07-09 – 2022-07-03
Advent Corporate Finance Limited RO
RA 6
2021-05-24 – 2021-07-09
Advent Corporate Finance Limited Rep
RA 6
2020-08-11 – 2021-05-04
Sunny Fortune Capital Limited Rep
RA 1 RA 4
2020-01-15 – 2021-05-04
Sunny Fortune Capital Limited RO
RA 1 RA 4 RA 6
2019-02-19 – 2019-07-19
South China Securities Limited RO
RA 1
2019-02-19 – 2019-07-19
South China Research Limited RO
RA 4
2019-02-19 – 2019-07-19
South China Capital Limited RO
RA 6
2015-09-09 – 2019-02-19
South China Securities Limited Rep
RA 1
2015-09-09 – 2019-02-19
South China Research Limited Rep
RA 4
2015-09-09 – 2019-02-19
South China Capital Limited Rep
RA 6
2008-02-05 – 2008-12-02
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6
2006-06-12 – 2007-09-22
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2003-04-01 – 2006-06-01
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFY720