KO Chin Hung, Patrick

高展鴻

CE AJO155Licensed IndividualSFO licence active

KO Chin Hung, Patrick (CE number AJO155) is an individual licensed by the Hong Kong SFC. First licensed on 2004-03-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	TFI Securities and Futures Limited 天風國際證券與期貨有限公司

Licence Record (8)

2022-11-30 – present Current

TFI Securities and Futures Limited Rep

RA 1 RA 4

2022-11-30 – 2024-06-14

TFI Asset Management Limited Rep

RA 4

2010-01-27 – 2022-10-21

CCB International Securities Limited Rep

RA 1 RA 4

2009-09-03 – 2010-01-11

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2009-09-03 – 2010-01-11

Shenwan Hongyuan Research (H.K.) Limited Rep

RA 4

2008-09-01 – 2009-02-18

Bucephalus Capital Management Advisors Limited RO

RA 9

2007-11-16 – 2008-02-27

Newtonian Capital Management Limited Rep

RA 9

2004-03-15 – 2004-10-07

Southwest Securities (HK) Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJO155