Topaz Financial Group Limited is a Hong Kong SFC licensed corporation (CE number BAA079). First licensed on 2012-10-12. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2012-10-12 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2012-10-12 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2019-04-25 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2019-04-25 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AMV285 | MAK Siu Lun | 麥紹倫 |
| ANR615 | KWOK Hing Yip | 郭興業 |
| ARF777 | WONG Hang Kong | 王恆江 |
| BHZ244 | KWOK Hang Kin | 郭亨鍵 |
| CE No. | Name | Chinese |
|---|---|---|
| AED190 | LIU Yuen Nam | 廖遠南 |
| AEN591 | GUO Chun | 郭純 |
| AGO878 | YEUNG Tsz Hong | 楊子康 |
| AIG553 | CHOY Nga Pui, Caroline | 蔡雅珮 |
| AIJ105 | LIM Jin Kin, Jean | 林任健 |
| ALW691 | LEE Lap Ki, Ricky | 李立基 |
| AMJ927 | LI Chi Hong | 李志航 |
| AOD315 | WONG Yuen Yee | 黃婉儀 |
| AOL348 | SHUM Wah Nin | 岑華年 |
| AOL522 | HUI Ka Yan | 許嘉茵 |
| AOO252 | CHAN Tsz Kit | 陳子傑 |
| AQG682 | WONG Yui Fa | 黃銳花 |
| ARA500 | LEUNG Siu Yung | 梁肇勇 |
| ARD458 | MOK Ting Fai, Ringo | 莫廷輝 |
| ASD135 | LAM Wan Ting | 林韻婷 |
| ASF024 | LAM Man Yin | 林敏賢 |
| ATI405 | CHAN Chung Kam | 陳宗淦 |
| ATL552 | CHAN Chi Keung | 陳志強 |
| AWE457 | YU Chi Wai Joey | 余梓瑋 |
| AWU013 | CHAU Pui Luen | 周沛鑾 |
| AXG908 | CHAN Christopher | |
| AXL029 | CHAN Yik Wa | 陳億華 |
| AZF644 | CHEUNG Cham Lun | 張湛璘 |
| BEC481 | WONG Ho Sing | 黃浩星 |
| BEK763 | ZHANG Qiqi | 張綺淇 |
| BEL480 | LAU King Fung | 劉境豐 |
| BGD646 | TSANG Siu Ting | 曾肇廷 |
| BGT430 | WAN Shuk Ting | 尹淑婷 |
| BGT845 | TING Po | 丁波 |
| BIL708 | LAU Hon Yuen | 劉瀚元 |
| BIY838 | LAM Wing Kit | 林永傑 |
| BIZ917 | CHAN Yik Kin | 陳奕健 |
| BMW711 | TSANG Kai Pong | 曾啟邦 |
| BMX746 | IUN Pui Ling | 袁佩玲 |
| BMY784 | LEE Ho Lun, Eros | 李浩倫 |
| BNA759 | CHIM Bik Shan | 詹碧珊 |
| BOB548 | WONG Yeung | 黃洋 |
| BOC094 | YUNG Kwok Fai | 容國輝 |
| BOG876 | MA Kwok Chau | 馬國疇 |
| BOI577 | KWOK Tin Wai Angel | 郭天慧 |
| BQM720 | LEE Kai Chung | 李佳鍾 |
| BQP221 | WONG Ka Kit | 黃家傑 |
| BRA681 | CHONG Hang Fai | 莊恆輝 |
| BRG575 | NG Hoi Yin | 吳海燕 |
| BRI201 | MOW Chun Sang, Ryan | 繆浚生 |
| BRW618 | HU Ruoning | 胡若宁 |
| BSE108 | POON Sik Hang | 潘錫恒 |
| BSJ559 | CHOI Wai Shan Sharon | 蔡慧珊 |
| BSQ796 | LAM Chun Lung | 林俊龍 |
| BSU133 | MA Sau Ching | 馬守正 |
| BTR486 | CHUNG Andy | 鍾安廸 |
| BUL961 | LIN Junming | 林俊銘 |
| BUX884 | FU Junxing | 付俊兴 |
| BVQ425 | YEUNG Chi Chung | 楊智銃 |
| BVV777 | SUN Sennan | 孫森楠 |
| BVX074 | ZHANG Yunyun | 張芸芸 |
| BWE185 | LAM Chun Hin | 林雋軒 |
| BWF689 | WU Pik Yi | 胡碧珆 |
| BWI683 | CHAN Tim Yan Ariel | 陳添欣 |
| BWI871 | CHIONG Ka Wai | 蔣嘉慧 |
| BWV697 | LUI Siu Fung | 呂肇峯 |
| BXC025 | GAO YUAN | 高原 |
| BXF694 | ZHOU Xiaolan | 周晓蓝 |
| BXJ120 | FENG Han | 馮晗 |
| BXQ473 | YANG Zihan | 楊子晗 |
| BYB705 | SO Wai Kit | 蘇偉傑 |
| BYE974 | ZHANG Muyun | 張牧云 |