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TSANG Kai Pong

曾啟邦
CE BMW711Licensed IndividualSFO licence active
Official SFC record

TSANG Kai Pong (CE number BMW711) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeTopaz Capital Management Limited
瑭明資本管理有限公司
RepresentativeTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (3)

2019-10-24 – present Current
Topaz Financial Group Limited Rep
RA 1 RA 2 RA 4
2019-10-24 – present Current
Topaz Capital Management Limited Rep
RA 9
2018-05-29 – 2019-10-11
Ando Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMW711