Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GUO Chun

郭純
CE AEN591Licensed IndividualSFO licence active
Official SFC record

GUO Chun (CE number AEN591) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeTopaz Capital Management Limited
瑭明資本管理有限公司
RepresentativeTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (6)

2025-07-07 – present Current
Topaz Financial Group Limited Rep
RA 4
2025-07-07 – present Current
Topaz Capital Management Limited Rep
RA 9
2025-07-30 – 2025-10-31
Topaz Financial Group Limited RO
RA 4
2025-07-30 – 2025-10-31
Topaz Capital Management Limited RO
RA 9
2003-04-01 – 2022-06-07
Shenwan Hongyuan Asset Management (Asia) Limited RO
RA 4 RA 6 RA 9
2003-04-01 – 2022-06-07
Shenwan Hongyuan Capital (H.K.) Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEN591