Shenwan Hongyuan Asset Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number ADU956). First licensed on 2005-03-29. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-03-29 |
| RA 9 | Asset Management | 提供資產管理 | 2005-03-29 |
| CE No. | Name | Chinese |
|---|---|---|
| ARV063 | LEUNG Chung Ping | 梁仲平 |
| BIN429 | LIANG Jun | 梁鈞 |
| BIV840 | HU Jingan | 胡靜安 |
| BVL696 | LUO Hongwei |
| CE No. | Name | Chinese |
|---|---|---|
| BGT852 | CUI Guoqiang | 崔国強 |
| BMC885 | REN Zhen | 任真 |
| BRN688 | LIU Xinwen | 劉馨文 |
| BSA183 | YANG Liu | 楊柳 |
| BWV664 | WU Yingjiang | 吳映江 |