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LEE Lap Ki, Ricky

李立基
CE ALW691Licensed IndividualSFO licence active
Official SFC record

LEE Lap Ki, Ricky (CE number ALW691) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (3)

2024-07-12 – present Current
Topaz Financial Group Limited Rep
RA 1
2015-05-12 – 2022-06-18
OnePlatform Asset Management Limited RO
RA 1
2005-05-10 – 2015-05-12
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALW691