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GAO YUAN

高原
CE BXC025Licensed IndividualSFO licence active
Official SFC record

GAO YUAN (CE number BXC025) is an individual licensed by the Hong Kong SFC. First licensed on 2025-11-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeTopaz Capital Management Limited
瑭明資本管理有限公司
RepresentativeTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (2)

2026-01-09 – present Current
Topaz Capital Management Limited Rep
RA 9
2025-11-20 – present Current
Topaz Financial Group Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BXC025