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KWOK Hang Kin

郭亨鍵
CE BHZ244Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Hang Kin (CE number BHZ244) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTopaz Capital Management Limited
瑭明資本管理有限公司
Responsible OfficerTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (4)

2025-06-27 – present Current
Topaz Financial Group Limited RO
RA 1 RA 2 RA 4 RA 5
2025-06-27 – present Current
Topaz Capital Management Limited RO
RA 9
2016-10-27 – 2025-06-27
Topaz Capital Management Limited Rep
RA 9
2016-09-30 – 2025-06-27
Topaz Financial Group Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHZ244