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LAU Hon Yuen

劉瀚元
CE BIL708Licensed IndividualSFO licence active
Official SFC record

LAU Hon Yuen (CE number BIL708) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeTopaz Capital Management Limited
瑭明資本管理有限公司
RepresentativeTopaz Financial Group Limited
瑭明金融集團有限公司

Licence Record (6)

2022-10-03 – present Current
Topaz Financial Group Limited Rep
RA 1 RA 2 RA 4
2022-10-03 – present Current
Topaz Capital Management Limited Rep
RA 9
2019-08-19 – 2020-02-28
Eddid Securities and Futures Limited Rep
RA 1 RA 2 RA 3 RA 4 RA 5
2019-07-16 – 2019-07-19
CMB International Global Markets Limited Rep
RA 1
2019-03-18 – 2019-07-19
CMB International Securities Limited Rep
RA 1
2016-11-23 – 2018-10-30
Black Marble Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIL708