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SoFi Securities (Hong Kong) Limited

CE AXL143Licensed Corporation
Date of licence (SFO)
2011-12-22
Register as of
2026-07-23
Last indexed
2026-07-24 00:05 UTC
Official SFC record

SoFi Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AXL143). First licensed on 2011-12-22. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2011-12-22
RA 4Advising on Securities就證券提供意見2015-12-01

HKEX Participantships (2)

HKSCC Clearing Participant #B01940 SEHK Participant #01940

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (4)

CE No.NameChinese
AAI809CHOI Lan Fong蔡蘭芳
AJD777LEE Chun Hoi李震海
APF454FONG Man Kin方文健
BAB073LOK Man Yee駱敏兒

Representatives (7)

CE No.NameChinese
ACL025KO Lap Wai, Lawerance高立緯
BMW898NGAN Shing Him顏承謙
BNU154LEE Kin Sang, Kenneth李健生
BRB338YEUNG Ming Yan楊明欣
BUL862FANG Shaoyang方紹揚
BVU861CHO Tsz Hin曹子軒
BXF472GAO Xin高欣

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AXL143