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LOK Man Yee

駱敏兒
CE BAB073Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LOK Man Yee (CE number BAB073) is an individual licensed by the Hong Kong SFC. First licensed on 2026-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoFi Securities (Hong Kong) Limited

Licence Record (1)

2026-04-30 – present Current
SoFi Securities (Hong Kong) Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAB073