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FONG Man Kin

方文健
CE APF454Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FONG Man Kin (CE number APF454) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoFi Securities (Hong Kong) Limited

Licence Record (18)

2018-03-15 – present Current
SoFi Securities (Hong Kong) Limited RO
RA 1 RA 4
2019-09-11 – 2020-04-30
Differ Financial and Securities Limited RO
RA 1
2019-08-01 – 2019-09-11
Differ Financial and Securities Limited Rep
RA 1
2019-02-20 – 2019-07-31
Hong Kong Stock Link Securities Limited RO
RA 1
2019-01-02 – 2019-02-20
Hong Kong Stock Link Securities Limited Rep
RA 1
2017-12-11 – 2020-07-10
SoFi Securities (Hong Kong) Limited Rep
RA 1
2016-11-03 – 2017-11-30
China Industrial Securities International Brokerage Limited Rep
RA 1
2016-11-03 – 2017-11-30
China Industrial Securities International Futures Limited Rep
RA 2
2013-07-05 – 2016-10-24
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4
2013-03-26 – 2013-06-30
Delta Asia Wealth Management Limited Rep
RA 9
2013-01-28 – 2013-06-30
Delta Asia Securities Limited Rep
RA 1 RA 4
2013-01-28 – 2013-06-30
Delta Asia Financial Futures Limited Rep
RA 2 RA 5
2008-11-26 – 2013-01-11
Ark Securities (Hong Kong) Limited Rep
RA 1
2008-11-26 – 2013-01-11
Provident Futures (Hong Kong) Limited Rep
RA 2
2008-09-11 – 2008-10-28
Haitong International Securities Company Limited Rep
RA 1
2008-09-11 – 2008-10-28
Haitong International Futures Limited Rep
RA 2
2008-01-18 – 2008-08-30
CES Commodities (HK) Limited Rep
RA 2
2007-07-06 – 2008-08-30
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF454