Delta Asia Securities Limited is a Hong Kong SFC licensed corporation (CE number AAW265). First licensed on 2005-01-14. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-01-14 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2025-12-04 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-01-14 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2025-12-04 |
| RA 9 | Asset Management | 提供資產管理 | 2025-12-04 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AAA969 | AU Chong Kit, Stanley | 區宗傑 |
| AAJ533 | YEUNG Chi Fai | 楊志揮 |
| ADI133 | CHEUNG Ka Kee, Keith | 張家祺 |
| AEM387 | TO Wai Man | 陶偉民 |
| AHN527 | TONG Ngat | 唐屹 |
| AKW747 | AU Lai Chong | 區麗莊 |
| CE No. | Name | Chinese |
|---|---|---|
| AAA772 | LAM Tai Hang, Vicent | 林大衡 |
| AAJ533 | YEUNG Chi Fai | 楊志揮 |
| ABG703 | LEUNG Wai Man, Raymond | 梁偉文 |
| ABY215 | AU Pui Man | 歐佩雯 |
| ACH285 | LIU Yun Fun, Christina | 廖潤芬 |
| ACJ227 | HUI Ka Wah | 許家驊 |
| ADA898 | TSANG Man To | 曾文韜 |
| ADG088 | CHAN Ka Wing | 陳家榮 |
| ADQ081 | POON Chi Ming, Andy | 潘志明 |
| AEM387 | TO Wai Man | 陶偉民 |
| AFI651 | KONG Koon Yu | 鄺冠宇 |
| AFN122 | CHAN Chung Tai | 陳宗泰 |
| AFN498 | ZEE Lai Lai | 史麗麗 |
| AFQ056 | TANG Ho Leung | 鄧浩良 |
| AFW907 | TO Shing Kwong | 杜勝光 |
| AHN527 | TONG Ngat | 唐屹 |
| AIR968 | TANG Ah Fei | 鄧亞非 |
| ANE659 | WONG Siu Lai | 黃少麗 |
| AQA732 | WONG Ka Yan | 黃嘉茵 |
| AQQ011 | KWAN Ching | 關正 |
| BFY643 | CHAN Pui On | 陳培安 |
| BGE652 | NG Yu Hung | 吳宇紅 |
| BHS185 | CHAN Ka Kin | 陳家建 |
| BOK498 | SIT Cho Ying | 薛楚瑩 |
| BQP450 | CHEUNG Pui Man | 張佩文 |
| BTN285 | LAM Hon Kwan | 林漢坤 |
| BUB063 | MOK Ming Yin, Frankie | 莫銘然 |
| BUT375 | CHEUNG Kwan Ping, Gordon | 張君平 |
| BUT891 | CHENG Suk Yee | 鄭淑儀 |