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KWAN Ching

關正
CE AQQ011Licensed IndividualSFO licence active
Official SFC record

KWAN Ching (CE number AQQ011) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeDelta Asia Financial Futures Limited
滙業金融期貨有限公司
RepresentativeDelta Asia Securities Limited
滙業證券有限公司

Licence Record (4)

2016-03-07 – present Current
Delta Asia Financial Futures Limited Rep
RA 2
2015-04-29 – present Current
Delta Asia Securities Limited Rep
RA 1 RA 2 RA 9
2015-12-14 – 2025-07-28
Delta Asia Wealth Management Limited Rep
RA 9
2008-04-11 – 2015-04-15
Sanfull Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQQ011