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WONG Ka Yan

黃嘉茵
CE AQA732Licensed IndividualSFO licence active
Official SFC record

WONG Ka Yan (CE number AQA732) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDelta Asia Securities Limited
滙業證券有限公司

Licence Record (2)

2023-06-16 – present Current
Delta Asia Securities Limited Rep
RA 1 RA 4
2007-11-23 – 2007-11-30
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQA732