Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TONG Ngat

唐屹
CE AHN527Licensed IndividualResponsible OfficerSFO licence active

TONG Ngat (CE number AHN527) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerDelta Asia Financial Futures Limited
滙業金融期貨有限公司
Responsible OfficerDelta Asia Securities Limited
滙業證券有限公司
RepresentativeDelta Asia Securities Limited
滙業證券有限公司

Licence Record (14)

2024-11-29 – present Current
2024-11-06 – present Current
2024-10-16 – present Current
2025-01-13 – 2025-07-28
2016-09-09 – 2017-11-24
2012-10-25 – 2013-08-05
2012-07-16 – 2013-08-05
2003-04-01 – 2003-07-07