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KO Lap Wai, Lawerance

高立緯
CE ACL025Licensed IndividualSFO licence active
Official SFC record

KO Lap Wai, Lawerance (CE number ACL025) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSoFi Securities (Hong Kong) Limited

Licence Record (4)

2021-03-16 – present Current
SoFi Securities (Hong Kong) Limited Rep
RA 1 RA 4
2004-05-19 – 2021-03-07
Chow Sang Sang Securities Limited Rep
RA 1 RA 4
2004-05-19 – 2004-10-29
Chow Sang Sang Securities (HK) Limited Rep
RA 1 RA 4
2003-04-01 – 2021-03-07
Chow Sang Sang Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACL025