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NGAN Shing Him

顏承謙
CE BMW898Licensed IndividualSFO licence active
Official SFC record

NGAN Shing Him (CE number BMW898) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSoFi Securities (Hong Kong) Limited

Licence Record (1)

2018-05-14 – present Current
SoFi Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMW898