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YEUNG Ming Yan

楊明欣
CE BRB338Licensed IndividualSFO licence active
Official SFC record

YEUNG Ming Yan (CE number BRB338) is an individual licensed by the Hong Kong SFC. First licensed on 2021-04-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSoFi Securities (Hong Kong) Limited

Licence Record (1)

2021-04-20 – present Current
SoFi Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRB338