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LEE Chun Hoi

李震海
CE AJD777Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Chun Hoi (CE number AJD777) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoFi Securities (Hong Kong) Limited

Licence Record (7)

2025-04-23 – present Current
SoFi Securities (Hong Kong) Limited RO
RA 1 RA 4
2021-03-01 – 2025-04-23
SoFi Securities (Hong Kong) Limited Rep
RA 1 RA 4
2017-02-22 – 2018-08-08
SBI FX Co., Limited Rep
RA 3
2005-06-28 – 2016-03-10
ETRADE Securities (Hong Kong) Limited Rep
RA 1 RA 3 RA 4
2003-11-08 – 2004-04-07
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2003-11-08 – 2004-04-07
CES Commodities (HK) Limited Rep
RA 2
2003-11-08 – 2004-04-07
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJD777