Wells Fargo Securities Asia Limited is a Hong Kong SFC licensed corporation (CE number AQP592). First licensed on 2008-04-25. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-04-25 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2022-11-02 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-04-25 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2008-04-25 |
| CE No. | Name | Chinese |
|---|---|---|
| APM135 | AGGARWAL Mayurh | |
| ARM171 | WANG Xue | 王雪 |
| AXP374 | KOH Lee Shin | 高立迅 |
| BBQ502 | WAN Man Yi, Mandy | 尹敏兒 |
| BRR079 | ZAMORA Aezel Ann Beltran | |
| BTC657 | JONES Rebecca Dawn | 林若欣 |
| BUD433 | TON Ken-edouard | 孫名寶 |
| CE No. | Name | Chinese |
|---|---|---|
| AUJ706 | SHEN Xiaoyi | 沈曉懿 |
| AVG406 | SUEN Pik Wang | 孫碧泓 |
| AZV012 | WAKIMOTO Hiroyuki | 脇本博之 |
| BDA023 | AN Jun Wye | 安埈位 |
| BEI452 | KWOK Chun Wai Jonathan | 郭秦瑋 |
| BFA781 | LIN Jung Fang | 林榕芳 |
| BHX649 | HSIEH Fu Jen | 謝輔仁 |
| BIH684 | KIM Doyoung | |
| BKG809 | CAO Yimeng | 曹一萌 |
| BMY834 | DONG Xiaoxuan | 董小玄 |
| BNC099 | QU Wenchan | 曲文禪 |
| BOQ931 | ZHOU Huaisong | 周懷松 |
| BRR079 | ZAMORA Aezel Ann Beltran | |
| BSU048 | WAN Maojia | 萬茂佳 |
| BSU050 | LAU Man Kay | 劉文祈 |
| BSU051 | SUN Jianfeng | 孫劍峰 |
| BSU052 | CHEUNG Yuen Ting | 張婉婷 |
| BSU054 | YAU Zenia Wing Sze | 尤詠詩 |
| BTC657 | JONES Rebecca Dawn | 林若欣 |
| BTL342 | LIU Andrea Hai En | 廖凯恩 |
| BTY515 | TONG Curtis Siu Hang | 湯兆恆 |
| BTZ977 | LAM Ho Ming | 林浩銘 |
| BUE018 | OH You Kyoung | |
| BUF673 | CHO Hyojin | |
| BUS913 | GOEL Kalpa | |
| BVK973 | CHAN Chun Yin | 陳俊彥 |
| BXS428 | WONG Man Lai | 黃敏麗 |
| BXY209 | LAMY Tony |