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SHEN Xiaoyi

沈曉懿
CE AUJ706Licensed IndividualSFO licence active
Official SFC record

SHEN Xiaoyi (CE number AUJ706) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWells Fargo Securities Asia Limited

Licence Record (2)

2010-12-13 – present Current
Wells Fargo Securities Asia Limited Rep
RA 1 RA 4
2010-01-04 – 2010-07-06
SG Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUJ706