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SUEN Pik Wang

孫碧泓
CE AVG406Licensed IndividualSFO licence active
Official SFC record

SUEN Pik Wang (CE number AVG406) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWells Fargo Securities Asia Limited

Licence Record (2)

2017-03-01 – present Current
Wells Fargo Securities Asia Limited Rep
RA 1 RA 4
2010-06-07 – 2012-10-16
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVG406