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LIU Andrea Hai En

廖凯恩
CE BTL342Licensed IndividualSFO licence active
Official SFC record

LIU Andrea Hai En (CE number BTL342) is an individual licensed by the Hong Kong SFC. First licensed on 2023-03-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWells Fargo Securities Asia Limited

Licence Record (1)

2023-03-15 – present Current
Wells Fargo Securities Asia Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTL342