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DONG Xiaoxuan

董小玄
CE BMY834Licensed IndividualSFO licence active
Official SFC record

DONG Xiaoxuan (CE number BMY834) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWells Fargo Securities Asia Limited

Licence Record (3)

2023-06-12 – 2026-05-04
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2019-08-02 – 2022-01-11
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-05-30 – 2019-07-19
GF Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMY834