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WANG Xue

王雪
CE ARM171Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Xue (CE number ARM171) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWells Fargo Securities Asia Limited

Licence Record (7)

2026-03-12 – present Current
Wells Fargo Securities Asia Limited RO
RA 1 RA 2 RA 4
2026-01-16 – 2026-03-12
Wells Fargo Securities Asia Limited Rep
RA 1 RA 2 RA 4
2024-10-24 – 2025-09-08
Morgan Stanley Asia Limited RO
RA 1
2024-10-24 – 2025-09-08
Morgan Stanley Hong Kong Securities Limited RO
RA 2
2019-08-16 – 2024-10-24
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2009-08-31 – 2019-05-16
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7
2008-08-14 – 2024-10-24
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARM171